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SBA >> Teachers >> FAQ

2007 HKCE English Language Examination
Frequently Asked Questions on the School-based Assessment Component
A. Rationale for Introducing the SBA Component (revised April 2006)
B. Text Selection (revised April 2006)
C. Assessment Tasks (revised April 2006)
D. Extensive Reading Scheme (revised April 2006)
E. Record Keeping (revised April 2006)
F. Scoring and Standardization (revised April 2006)
G. SBA Coordinators and Their Roles / Responsibilities (revised April 2006)
H. Teacher Training (revised April 2006)
I. Authentication and Cheating (revised April 2006)
J. Fairness, Workload and Implementation Issues (revised April 2006)
K. Repeaters and Private Candidates (revised April 2006)
L. Questions Related to Modifications Made in April 2006
(Thank you HKEAA for contributing the FAQ)

A. Rationale for Introducing the SBA Component TOP
1. Why is it necessary to introduce school-based assessment (SBA) into the 2007 CE English Language Examination?

SBA has been adopted by almost all major examination bodies over the last 20 years to improve the quality of assessments. It is also being introduced into the current HKCEE and HKALE by the HKEAA. In 2004, SBA was introduced for the first time in A/AS-level Art, A-level Engineering Science, A/AS-level Physics and CE Ceramics. Over the next few years, it will be introduced into eight HKCEE subjects, namely: Chinese Language, Chinese History, Computer & Information Technology, English Language, History, Integrated Humanities, Science & Technology, and Visual Arts.

One reason for the introduction of SBA is to improve the validity of assessments. Some important learning outcomes cannot be assessed within the context of a written examination or a formal oral examination.

Another reason for introducing SBA is to improve the reliability of assessments. Because they are based on many observations of the student over an extended period of time, school assessments, once they have been moderated, often provide a more reliable assessment of the true abilities of the student than a 'one-off' examination.

SBA will also have beneficial washback on teaching and learning. The reading/viewing programme is incorporated to encourage extensive reading.

The introduction of SBA offers a chance for the professional development of teachers. It enables teachers to become part of the assessment mechanism. In addition, opportunities are provided to teachers to work with teachers from other schools in reviewing assessment practices and establishing agreed standards.

B. Text Selection TOP
1. Why don't comic strips and magazine or newspaper articles count as texts for the SBA?

The SBA reading/viewing programme is meant to encourage extensive reading of a greater variety of texts. Most teachers already use newspaper and magazine articles in their classrooms, and comic strips probably do not provide sufficient language input.
2. Do teachers need approval from the HKEAA when they choose SBA texts?

No. Teachers are free to choose any texts they find suitable for their students with reference to the text selection criteria provided. Teachers should exercise their professional judgement as they are the ones who know what kinds of texts are most appropriate for their students. As long as the content of the texts are rich enough for students to generate sufficient/meaningful oral output for assessment, it will be fine. The recommended list is provided for reference only.
3. Should the whole class read the same texts or can students read different texts?

The texts are not meant to be taught as 'readers' so there is no need for the whole class to read/view the same texts. Teachers can decide on this based on their professional knowledge and understanding of their students' language ability and interests. It is important to make sure that the text chosen for the SBA is appropriate for individual students in terms of content, difficulty level and so on, and that it is interesting to your students. It should be noted that it would be highly unlikely for the whole class of 40 students to have the same ability and interests. Therefore, teachers are encouraged not to prescribe texts, but to give some freedom to the students to choose what they want to read. If teachers force students to read or view something that is not at their level or is not interesting to them, it would be defeating the purpose of extensive reading. However, if some groups of students within a class want to read the same texts, that should be encouraged as they can support each other through the reading process.
4. Can teachers use some of the recommended books as readers and then use them for SBA?

No. If teachers have used a book from the recommended list as a class reader and actually taught it (which is a great idea to model a lot of processes needed to establish extensive reading, e.g. keeping a log book, discussing your responses to the book, etc.), students cannot use the same book for the actual assessment.
5. Should the books chosen from the list of recommended texts be of the same edition as stated or can they be the same title but a different version?

Teachers can use a different version of the text or a different edition as stated on page 1 of the Recommended Texts for the SBA Component. However, if teachers are thinking of using a simplified version, they should choose carefully because some texts are badly simplified or too simple; but there is no reason why a student should not read both the original work and a simplified version, using the simplified version to build their understanding before reading the original text. Similarly, students can go to see a movie version of a book they are reading for the same purpose, especially if it has Chinese subtitles.

TOP
6. If a student reads a book and views a film based on the same book, do they count as two texts?

No. One of the purposes of the reading/viewing programme is to encourage extensive reading/viewing. Students are encouraged to approach a text in different ways - for example, read a simplified version of a book, watch a film based on the book and then read the original work; watch a film first with the Chinese subtitles and then without them; read the Chinese translation of a novel before reading it in English - but it will be counted as one text. Students will benefit from this multi-lateral approach. They will learn more and will have more insightful and interesting comments to make in the oral assessment.

7. Can students use the set texts for Literature in English or readers they read in lower forms for the SBA component of English Language?

No. Students will not be allowed to use the same texts for two different subjects. They will need to sign a declaration that they have read/viewed the texts for the purpose of the HKCEE English Language SBA and that it is their own work that is being assessed. Students who cheat will be subjected to similar penalties for cheating in public examinations or handing in plagiarised work, i.e. disqualification from the subject or from the entire examination.
8. Can students read/view a fiction and a non-fiction text on the same topic? For example, can they watch 'Titanic' (the movie) and read the non-fiction text, 'Finding the Titanic'?

It is fine for students to read/view a fiction and a non-fiction text on the same topic as the texts are different subject matter - e.g. one is a story about the Titanic; the other is an account of finding the Titanic, so they can be counted as two texts. In fact, it is possible to design an assessment task related to two texts on the same topic.

9. Should teachers encourage students to choose the same (or more or less the same) level of texts? If not, will students have to be assessed differently since some students may choose easy texts?
The purpose of SBA is not to assess how much students can read or how many difficult texts they can handle. If students choose to use easier texts but still manage to generate a very good presentation or interact well with their group members, they deserve a good mark. In other words, teachers do not have to take into account the difficulty of the text in assessing students, although obviously they will have to consider the nature of the text when setting the assessment tasks. Teachers may also have to negotiate with some students about their choice of text to encourage more extensive reading/viewing.
10. Do schools have to use a class reader in both S4 and S5?
Teachers do not have to adopt any class readers if their students are already confident readers and understand what they are expected to do for the SBA. However, teachers may consider using a class reader to help students become familiar with the assessment procedures and give them opportunities to do interactions and presentations through some pre-assessment activities. Students should then be asked to read another book on their own in preparation for the actual assessment.

TOP
11. Can students read/view more than three texts?

Students should be encouraged to read/view as many texts as they like but the SBA will only be based on three texts. Students who have read/viewed more than three should be allowed to choose the texts they want to be assessed on as long as they are assessed on texts from two of the four categories.
12. Will changes be made to the recommended list every year?

No, the list will probably be in use for at least three years because of the upcoming change in the senior secondary education system.
13. How can students get access to different categories of texts?

Students are not expected to buy their own copies of the texts. Teachers can set up a class or school collection including texts chosen from the recommended lists and other texts of their own choice. This practice allows students to browse through the available texts before deciding on which ones to read/view.
14. Can very weak students choose to read very simple books such as primary school readers?

Students should be encouraged to begin with texts at an appropriate level of difficulty so they will not be put off by books that they find unmanageable. However, they should progress to more demanding texts as they develop their language skills over the two years. The texts used for assessment purposes should be similar to the recommended ones in terms of length and level of difficulty.

15. If students enjoy reading books related to their own interests, e.g. basketball, cooking, travel, Japanese perfectly, and so on, will these topics be accepted for the SBA?

Non-fiction topics drawn from students' existing interests are an excellent way to get reluctant readers "hooked on books". As part of class activities students could indicate the topics they are interested in to the teacher, then look for documentaries or books in the library and read/view the texts that most interest them (in groups if necessary). However, they would need to be prepared to discuss what was in the text rather than just talk in generalities about the topic. Students could be asked to think about questions like: What did you know before reading? What five new things about the topic have you learnt from this book? Teachers can also ask questions that link students' reading to a suitable assessment task, e.g. If you had to rewrite this book so it was more suitable for primary students, what would you change, and why? The key issue is not the topic, but the task.

C. Assessment Tasks TOP
1. If a teacher asks students to present the story that they have read in small groups and encourages the group members to ask the presenter questions, should the assessment task be considered a presentation or an interaction or both?

Such informal presentations to small groups are strongly encouraged as they are often less stressful than a more formal presentation to the whole class. It would count as a presentation only for the student who presented the story - the teacher should assess the presentation only, not the responses or answers that the "presenter" gives in the Q&A session. It could count as an interaction for the other group members (but not the presenter) if it is a very extended discussion, but not if members only ask the presenter single questions without contributing to any general discussion. Students must not be assessed on both interaction and presentation on the same assessment occasion, as it does not allow for formative feedback between assessments and will give too much weight to a single assessment occasion.
2. Is there a required length in terms of minutes for an assessment task?

As long as each student can have the opportunity to speak for at least 2-3 minutes, which should give teachers enough oral output to assess, the precise length does not matter. If a teacher is assessing a group of 4, he/she may need to assign approximately 8-12 minutes for the entire interaction. However, teachers are strongly urged not to use buzzers, stopwatches or any other devices which may create unnecessary stress in students, force them to speak too fast or cut off discussions just as students are becoming authentically engaged in the task. It is not necessary to allocate the same time to every student; it is more important to ensure they have sufficient time to do their best, and this vary from student to student.
3. Can all students from the same class or form be assessed by the same task?

It is up to the teachers to decide on the most appropriate tasks for their students, because only they know what texts their students are reading/viewing and what task can be easily integrated into the existing syllabus. Teachers may do the same task within one class or with the entire school, but should take the students' backgrounds, interests and language skills into consideration when they decide whether the whole form or the entire class should be assessed by the same task. It may be fairer to give different tasks to students with stronger or weaker language skills. For example, a strong student may not do so well on an easier task as they are not interested in it and/or it does not require them to demonstrate the sophisticated language features they are capable of using. Similarly, students who are struggling or very reluctant to speak may need a task which looks very easy to inspire their confidence. In SBA fairness is achieved by giving students the opportunity to do their best.
4. If students have read more than one text in a school year, can they do more than one assessment task? Can they talk about two texts in one presentation or group interaction?

It is up to the teachers to decide how many assessment tasks students should do, but they only need to report one mark per year: either for group interaction or individual presentation. A student could be asked to compare two texts he/she has read/viewed, as that will result in a reason to use a range of oral language. However, this would count as only one assessment task. Alternatively, a student could be asked to do two different assessment tasks based on two different texts, but only one of the scores should be submitted to the HKEAA. Students are not allowed to repeat the same task with the same text, nor should they treat the task as if they were learning the lines in a play, as this will lead to a very stilted, unnatural "performance" and lower marks..

TOP
5. Are students in a group expected to read/view the same text/film for group interaction?

Some tasks require students to have read the same text and then discuss it together. Some other tasks expect students to get together and read different texts. Teachers might choose one kind of assessment task rather than the other for particular reasons. For example, if teachers had very weak students who may have problems actually talking to each other, teachers might choose to put them into groups where they have all read different stories or seen different films, so there will be an information gap, i.e. a natural reason to talk to each other, and a more effective assessment activity. On the other hand, if some students are quite articulate and have read/viewed the same text, teachers might group them together and ask them to see if there are any differences in their responses to the text. If they have all read the same book but they have different views, it may result in some very lively discussion.
6. Can the students talk about more than one text during an assessment?

There is no restriction. It is up to the teachers. If teachers are confident that their students can perform well, they may ask students to do a presentation which aims to compare two texts. There is a lot of flexibility in terms of the assessment tasks, but such an assessment activity may be more difficult; so perhaps could be used as an assessment activity later in S5.

7. Will there be more guidelines on how to design assessment tasks?

Yes, there are 22 sample tasks on the SBA website: http://web.hku.hk/~sbapro/sba_resource.html. More will be added. Teachers are encouraged to try some out and give the consultants some feedback. The more teachers contribute, the more there will be to share with other teachers. Teachers are also free to adapt the sample tasks or develop their own to suit their needs. They can also make use of the HKedCity SBA platform (http://ec.hkedcity.net/sba) to share ideas and assessment tasks.
8. It is said that students should not be asked to do a role-play or pretend to be a particular character for the assessment task. However, if they insist assuming a role, can they be allowed to do so?

No. Teachers should make sure students understand the purpose of the assessment tasks. They should be given clear instructions to follow as they do in any other sorts of school situations. Students cannot pretend to be a character for the assessment activity, although such activities are very useful in teaching to develop student skills in pronunciation, intonation and volume, as well as building confidence.

TOP
9. How much help can teachers provide to students before the assessment and during the assessment?

The principle is that teachers do not ask students to do anything that has not been thoroughly taught, which means they should not ask students to compare and contrast different characters from a book if students have never been taught how to do a comparison. Teachers should design useful teaching activities to develop students' speaking and reading skills before assessing them and make sure that whatever kind of assessment task they are choosing, whether it is a debate or an individual presentation to the class or a small group interaction where they compare and contrast some texts, students have done that kind of task as a learning activity before. For the actual assessment, students should use a different text or a different part of the text. The whole point of the assessment is to see what students can do independently. So, the task can be changed slightly or the input material (i.e. the text) can be different, so that teachers can see how well students can transfer their skills.
10. Can teachers rehearse with their students before the assessment?

Teachers should make sure students have done some work on presentation and interaction skills as part of the teaching programme. They could audio or video-record the students' early attempts and give them some feedback and suggestions on how to improve. However, they should not rehearse the actual assessment task with the students. For instance, if a teacher asks his/her students to compare and contrast two characters from Harry Potter as a pre-assessment activity and then gives them feedback and suggestions for improvement, he/she should not allow the students to do the same task and text (i.e. comparing the same two characters from Harry Potter) for the actual SBA. The teacher could instead ask them to compare two other characters.

11. Will set questions for school-based assessment tasks be provided so that teachers do not have to come up with many different questions for different students?

Set questions tend to invite standard answers and so may not be a good idea. The individual presentation is not meant to be formal but rather personal so individualized questions based on the students' own reactions to the texts are preferred. The purpose of the SBA is to evaluate students' speaking ability in familiar contexts, not their ability to give prepared answers or a memorized presentation. However, a framework of guiding questions (See Appendix V of the SBA Handbook) is provided to help teachers formulate questions at different levels of difficulty.
12. The public oral exam includes a group discussion. Why is 'group interaction' assessed again in the SBA?

The group interaction in the SBA is different from that in the public exam because students will be interacting with classmates instead of strangers, and will be talking about something which they have read/viewed instead of a prescribed topic which they will only have a few minutes to prepare for in the exam room. One of the purposes of introducing the SBA component is to improve the validity of the speaking assessment by including aspects that cannot be tested in a public exam setting. However, it should be noted that when students take part in group interactions for the SBA, they will also be practising similar skills required for the public oral exam and teachers will give them practice in this mode of speaking anyway. So the group interaction should not create too much extra work.
13. How much preparation time should teachers give students?

It depends on the requirements of the assessment task and how likely it is that their students will cheat. Teachers should do their best to prevent students from presenting memorised materials as their own. If shortening the preparation time helps to prevent cheating, then they can decide to give students the exact assessment question only a few minutes before the actual assessment

However, it should be emphasized that two kinds of preparation are necessary for the SBA:

  1. Preparation for the task type, i.e. the teaching and learning activities that help to improve the students' reading and speaking skills

  2. Preparation for the exact assessment task for the purpose of reporting an SBA mark - this can be more strictly timed to prevent rehearsals and memorisation of speeches/scripts.

Teachers should give students the assessment schedule as much in advance as they like, prepare their students for the text and the task type, and then do the actual assessment, for which some preparation time is allowed so students can make notes on a small note card, organize their ideas, and check the text and their log books if necessary.


D. Extensive Reading Scheme TOP
1. Why is it necessary to incorporate an extensive reading programme in the SBA component?

Research studies show that students in Hong Kong do not read widely enough, nor read for enjoyment, even in Chinese. When the SBA component was developed, it was thought that it is a good opportunity to encourage students to read more and it is obviously much more difficult to assess an extensive reading programme on an examination. So, it is ideal to have the extensive reading programme as a foundation to the SBA.

2. If schools do not have an extensive reading scheme, will they need to implement it to complete the SBA component?

If schools have not already established an extensive reading program, they have two jobs to do rather than one. Schools that have already got an extensive reading programme only have to do a little bit of fine-tuning and build in the school-based assessment component. If students have to be introduced to an extensive reading programme for the first time, teachers can use a class reader to model the whole process, teach students how to keep a log book, and show them the kind of questions that they could ask each other about their reading. Teachers can then move from the common experience of a class reader to setting up something like a reading circle where there might be a number of texts available to the class, with a group of students encouraged to read the same text so they can support each other. Teachers can then ask the students to report on how they are going with reading their texts at regular intervals. Every now and then teachers can mix the groups up, putting students in small groups where they have all read a different text - not to assess, but to sustain their motivation, develop their speaking skills and check whether they have done their reading. Alternatively, teachers might ask students to watch a film or choose their own film in groups and then come back to discuss it. For students who are not used to reading extensively, a documentary or film may be a better text to start with, because it may be more accessible and interesting to them.

3. Do students have to keep a log book of their extensive reading/viewing?

Students should keep a little log book that just reports very briefly their reading/viewing activity and any questions or responses to the texts. Initially, teachers might want to collect a sample, a few each week, of what students are writing to check they know what to do. Alternatively, students can enter their reading record on a big wall chart in their classroom. The log book entries can be just one or two lines, not a long report, but they should tell teachers whether students like a text or not, and how often they are reading.
4. How can teachers ensure that the students have read or viewed all three texts from the beginning to the end?

Students should keep a log book which can serve as evidence that they have done some reading/viewing. Some students will read every single page; others will skim through the book and skip chapters, and they may give up at the end. It is better not to assess students on a book that they did not like, unless they are very passionate about why they did not like it and why they did not finish it. However, the purpose of the assessment is to assess the speaking ability of the student, not whether he/she has read/viewed a text. Teachers can assign other work based on the texts if they like to ensure that their students have done the reading/viewing, although that will not form part of the SBA mark.

5. Do teachers need to mark students' log books?

The SBA is based on students' oral performance. The reading/viewing and writing are only the means to an end. Therefore, the log books need not be marked. They serve to provide evidence of the students' reading/viewing and as a record of their personal reflections and comments. Teachers should collect the log books and refer to their students' comments on and reactions to the texts when conducting assessments, so that they can ask questions that are relevant to the students' reading/viewing experience. Students can also make use of their log book entries in their discussions with peers or individual presentations.


E. Record Keeping TOP
1. Is it sufficient to keep only audio recordings of student performance?

It depends on the mode of assessment. For group discussions, video recordings are better because you can see who is talking. For individual presentations, audio recordings would be sufficient. It also depends on the resources of the school. If it is not possible to make video recordings, audio recording would be better than no recordings at all. However, if only audio recordings of students' oral language use are kept, teachers/students cannot later review the body language, eye contact, physical movement, smiles, flaws, and actual listening while other people are speaking, etc. There might also be greater problems with standardization if only audio recordings are used at the internal meeting at the end of the year.
2. How many student samples do teachers need to keep?

In the first year of implementation of the SBA component, it would be advisable for teachers to keep as many samples as possible for feedback and within-school standardization. As teachers become more confident about what the standards mean, then they only need to keep a representative range of samples for standardization.
3. Are schools expected to videotape every performance?

No. The recordings are for schools' own use only and teachers can decide how many they want to make. The recordings do not need to be high quality - they can be very much home-made material, recorded by the students themselves. Their most important role is to provide a means of giving feedback and improving teaching and learning. For example, teachers should review a range of recordings with the students after the assessment, and explain to them why they got the marks they did. This kind of feedback is essential to improve learning. Students can review the recordings as well and monitor their own progress as part of the self-assessment process. Having audio/video recordings of students' performance as evidence is also useful if there are complaints about an assessment not being fair or a teacher favouring certain students. Remember that for school-based assessment, schools are expected to handle complaints themselves.

F. Scoring and Standardization TOP
1. Why should SBA coordinators from different schools have a meeting at the end of each school year?

This meeting is essential for professional sharing and development. In every system that has adopted school-based assessment, teachers need to have some discussion with other teachers about their judgement. Otherwise, there is no reliability. The more school-based assessment becomes part of the climate of the school, the less teachers need to be talking through what a 3 means or what a 5 means or so on because they internalise those kinds of standards. At this 3-hour meeting, SBA coordinators from different schools can share experiences and expertise, review their SBA practices and standardize their assessments. The results of this meeting are very important for the professional development of teachers and the development of the whole SBA programme.
2. Why is it necessary for all S4 teachers in the same school to have a standardization meeting at the end of S4?

Such a meeting is essential. Even after teachers in the school have done quite a lot of discussions, they will still need to have a formal, 3-hour standardization meeting. The results of that are very important in ensuring that S4 teachers have rank ordered the students in the school correctly. The school will be taken as a unit for the purpose of statistical moderation to iron out possible differences between schools. Teachers within a school need to iron out differences between classes.

3. Should students be informed if their SBA marks need to be adjusted after the internal standardization meeting in school?

Yes, teachers should give feedback to students on their SBA results and keep the whole process transparent. Students have the right to know where they stand so they can work towards the next level of achievement.

4. Why is standardization among teachers necessary if the HKEAA is going to moderate the marks statistically anyway?

If the HKEAA just compare school-based assessment with the public oral examination and take the result of the exam as if it is the 'true' indicator of the students' oral language ability, then the purpose of having school-based assessment will totally be defeated. School-based assessment has been introduced because there are some things that cannot be assessed properly or comprehensively in an external assessment. It is very difficult for the students to give their best in a one-shot, short exam in an unfamiliar setting and with unfamiliar people. So a lot of students might actually do a lot better in school-based assessment than in the external exam. On the other hand, some students may not do enough work, so they do not perform well in school. They rush at the end and may do much better on the unseen task for which they do not have to put in as much work. Statistical moderation may change the mark range but will preserve the rank order of students in a school, so it is essential that standardization takes place in school before marks are submitted to the HKEAA.

G. SBA Coordinators and Their Roles / Responsibilities TOP
1. What are the duties of an SBA coordinator?

The SBA coordinator should carry out the following duties in consultation with other S4 English teachers:

  • review the list of recommended texts
  • select suitable texts for students' SBA programme
  • select / develop suitable SBA assessment tasks
  • plan assessment schedule (i.e. number, timing and sequence of assessment tasks)
  • ensure proper understanding of the assessment criteria
  • coordinate and standardise the assessment process
  • coordinate the reporting of marks to the HKEAA at the end of S4 / S5
  • liaise with the HKEAA and the SBA supervisor regarding SBA matters

SBA coordinators also need to attend an inter-school meeting on behalf of their school at the end of the school year.

2. Is it necessary for the SBA coordinator to be the panel chair?

Definitely not. School SBA coordinators will play a crucial role in the smooth running of the SBA programme and should be experienced teachers with professional qualifications who command the respect and confidence of their peers. They may be panel chairpersons, form coordinators or other English teachers but should be teaching S4 or S5. School principals will be responsible for nominating the SBA coordinator for their school.

3. Why must the S4 SBA coordinator be an S4 teacher?

It is up to the school principal to nominate the most suitable teacher in the school to be the SBA coordinator. However, it is recommended that S4 coordinators should be S4 teachers because they would be responsible for coordinating the SBA activities in the school and ensuring that all S4 teachers are familiar with the assessment criteria and standards. Coordinators who do not teach S4 may be less sure about S4 standards and will have to do extra work to carry out the coordinating duties.

4. What do SBA coordinators have to do at the inter-school meeting?

At this 3-hour meeting, SBA coordinators from different schools can share experiences and expertise, review their SBA practices, and compare and standardize their assessments. One of the responsibilities of an SBA coordinator is to coordinate the assessment process in their school, and these meetings with other coordinators from other schools will be immensely useful, not only in getting advice on problematic assessment cases but also for professional support and sharing.


H. Teacher Training TOP
1. Will teachers be provided with training on how to implement the SBA?

In the first few years of implementation, assessment training will be provided to ALL teachers teaching S4 / S5 English. School SBA coordinators will also get training in the development and implementation of SBA at the beginning of each school year. The 12-hour professional development courses will continue to be run as long as there is demand.

I. Authentication and Cheating TOP
1. Will there be any checking to 'catch' teachers who teach the texts as class readers?

There will not be any checking whether teachers teach the texts as class readers by the HKEAA, but the school needs to ensure that students are encouraged to read independently as well outside class. If the assessment records show that students from one class or school have all used the same texts for their assessment, questions will eventually be asked about whether there is indeed an extensive reading programme in the school and an advisory team may visit the school. However, it needs to be reiterated that the SBA is an assessment of oral language use, not reading, so there is no need for intensive reading/viewing, nor any 'study' of the text itself. It is more important that the text is interesting so that it motivates students to talk to each other about it.
2. Students can seek assistance and have the text explained to them in Chinese without actually reading it. Then they will still be able to do the group discussion and individual presentation. How can teachers prevent this from happening?

Students should keep a record of their reading/viewing in a log book and teachers can collect this for checking. Some of the work can also be done in class so that teachers can monitor their students' progress. Since teachers know the standards of their students and normally teach them for two years, it is unlikely that students can get away with work that is not their own.

It should also be noted that students who do not actually read/view the texts will not benefit from the reading/viewing experience and will lack the language necessary for talking about what has been read/viewed, and so will perform less well.

3. What can be done about students who refuse to take part in the SBA?

If a student goes to an oral exam but says nothing, he gets a zero. The same principle also applies to SBA. However, SBA should be easier for students to take part in even if they have very weak oral skills because they interact with their own teachers and classmates, and be given tasks more appropriate to their level, whereas in the public oral exam, there is a prescribed task and students have to interact with strangers. The absentee rate for the current oral exam is 15-20%. Many students don't take the exam because they find it too challenging and they don't want to suffer humiliation in front of strangers. But this should not happen in school because their own English teacher is the assessor and the students can interact with their classmates who are about the same level. So it is hoped that no student will refuse to take part. If they do refuse to take part, teachers should give them a lot of encouragement and allow them to start with simpler tasks that they can manage. If the student still refuses to participate in all four assessment tasks, then the final resort is to give that student a zero, and to make sure he knows the consequences for not taking part in the school-based assessment, which means 15% of his marks are automatically gone.

4. Will students be penalized if they over rehearse or plagiarize?

If over-rehearsal affects the students' performance and makes it very unnatural and lacking in authenticity, then this will be obvious and students will not score highly on the assessment criteria. The students' own teacher is also the assessor, so there is no point in students over-rehearsing. It will be apparent to the teacher if a student is giving a memorized presentation or if a group of students are acting out a planned interaction. The teacher should then ask follow-up questions to ascertain the students' true speaking ability or require them to do another assessment task.

5. What is the role of the HKEAA in monitoring cheating and authenticity?

The HKEAA will not be going to every school to inspect the work of individual students. However, there may be advisory visits to schools if necessary. The purpose of such visits is for support as well as for inspection. Teachers should keep the assessment records of each student on file and produce them as evidence of the SBA if required. The video and audio recordings also form part of the evidence for teachers and for schools. They are ways to maintaining good quality within the system.

6. Will students be penalized for cheating if they get help from tutorial schools for the SBA?

It depends on the kind of help they get. If the tutorial school is simply discussing the books with the students in great detail, giving them a lot of notes, teaching them how to plan the individual presentation and developing their speaking skills, then it would be all right. It is up to the teachers to set the assessment task and to validate their students' work. If there are reasons to suspect that a student has not done any work on his own and is using a 'model' presentation, the teacher can ask some additional questions or request the student to do another task. If the student is able to perform other tasks well, it may be the student has learnt a lot from the tutorial schools, and is able to transfer the skills he learned. Otherwise, the teacher should re-assess the student.

7. Can students get help from other people in preparation for the SBA? Will it be considered "cheating"?

It depends on the nature of the help given, not who gives the help. It doesn't matter whether the help is from another teacher, the subject teacher, a tutor or a parent. Help in terms of teaching the student reading and speaking skills, pronunciation, language structures, etc, anything to really improve the student's language ability, is strongly encouraged. It is not cheating. However, help which involves writing out a speech for the student to memorise, or writing a script for a group interaction for a group of students, is cheating because such help lets students use work that is not their own. It is also counter-productive as such memorisation and/or rehearsal will lead to very stilted and unnatural language use. It also does nothing to help students to improve their actual English skills. The bottom line is we want to ensure students are taught the kinds of skills that they can transfer to new situations. We also want to assess our students' true speaking ability and how they can interact using their own language in authentic situations.


J. Fairness, Workload and Implementation Issues TOP
1. Must the assessment for the SBA component be conducted by the subject teacher of the class? Can a NET responsible for the oral lessons do all the assessments for the whole form/school?

The SBA reading/viewing programme and assessment should be an integral part of classroom teaching and learning. Therefore, the students' English subject teacher should prepare students for the SBA as well as carry out the speaking assessments. It is undesirable for one single teacher (whether a NET or a local teacher) to do the assessment for all students in the same form because that teacher will simply not have enough time to conduct pre-assessment teaching and learning activities with the students before the actual assessment tasks. Schools must adhere to the mandatory assessment conditions stated in the SBA guidelines.
2. Can schools use students' SBA results in S4 as their internal exam results?

Schools can use students' SBA results as their internal exam results if they like, but it should be noted that the assessment must not be turned into an exam which replicates the public oral exam format. The teaching and assessment process in the SBA component will still need to be followed.
3. Should the same teacher follow the same cohort of students throughout the whole SBA process (S4-S5)?

Teacher continuity enhances the coherence of the assessment programme for each year, so a teacher should be allocated to the same class for the whole year if possible, but not necessarily for two years. As long as assessment records are being kept carefully and teachers can apply the assessment criteria in a standardized manner, it is not necessary for teachers to stay with the same cohort of students for two years.
4. How can the HKEAA guarantee that assessments conducted by teachers are fair and that there is no abuse of the system?

The HKEAA has cooperated with the Independent Commission Against Corruption to develop procedures to ensure that there is no abuse of the system for administering school-based assessments in general, covering issues such as conflict of interest, marking schemes, school visits, security of question papers, submission of marks, processing of marks and uniformity of standards.

Guidelines on suitable assessment tasks and assessment criteria are provided, as well as samples of a range of student performances to illustrate the standards so that teachers can compare the performance of their own students to the set standards.

In line with overseas practice, statistical moderation of school assessments will also be adopted to ensure that the marks submitted by schools are in line with the abilities of their students as reflected in their results in the external examinations. This is because teachers have a good knowledge of the standards of their own students but are not necessarily familiar with the standards in all other schools. However, the ranking of the students within a school will not be affected by statistical moderation.


TOP
5. Can teachers be expected to carry out school-based assessment in a rigorous and consistent manner given the fact that the existing English examinations do not have this component and most teachers have had no prior training?

The HKEAA will continue to organize professional development sessions and provide support materials for teachers to ensure that they are adequately prepared. There will be training sessions for all teachers teaching S4 / S5 at the beginning of each school year. Support materials in the form of CD-ROMs and booklets are provided, with information on teaching/learning activities, suggested assessment tasks and assessment criteria. Guidelines on the implementation of SBA and quality assurance are also made available to schools. In addition, more professional development courses related to the SBA component will be conducted by tertiary institutions.

6. How can teachers ensure that their SBA assessments are fair?

The community and parents will probably worry that teachers will favour particular students and downgrade others. Teachers are human and may be influenced by preconceptions in their initial judgments of students. If a teacher thinks that a student is good, he/she may go into the assessment expecting to give that student high marks. There are prejudices which may affect the initial marking, but this is why teachers should discuss students' samples of performance with other S4 teachers to ensure objectivity and standardization. This kind of sharing and monitoring of individual judgments is a centrepiece of SBA.
7. Students will be using texts of different lengths and levels of difficulty. The assessment tasks may also be different from school to school. How can reliability and comparability be ensured?

The texts only serve as stimuli for oral interaction. The focus of the assessment is the speaking ability of the students, not the content of what they have read or viewed, or their literary analysis of the texts. To ensure reliability of their assessment, teachers should apply the assessment criteria fairly within their own school, and with reference to the exemplars of set standards (i.e. the Anchor Sets on Training CDR2). Statistical moderation of SBA results from different schools will ensure comparability of marks awarded by different groups of teachers.
8.

What will be the impact of SBA on students' and teachers' workloads?

Currently, teachers already engage in ongoing assessment of their students as a routine part of teaching. Under SBA, the reading programme should be an integral part of classroom teaching and learning and not an 'add-on'. The ongoing assessment will become more structured and formalized because it is part of the assessment system. Once SBA has become a routine part of classroom activities, there should be no significant increase in the workload for students and teachers. In other words, SBA will change the nature of what is done rather than change how much is done. SBA will also help prepare students for external examinations especially the speaking component.

9.

Can students appeal against SBA results?

The HKEAA will extend the appeals system to the rechecking of marks awarded by schools under SBA, but not to the re-assessment of the students' performance. The assessment criteria and standards will be made known to students so they will be well aware of their progress and their standing during the two years. They will also have plenty of opportunities to follow up on school assessments with their teachers. Schools will be provided with administrative guidelines to ensure that SBA is implemented fairly and will be required to retain relevant evidence of students' progress and performance to address any formal complaints and queries.

10.

How can schools handle complaints regarding SBA from students or parents?

Schools can use their existing complaint handling procedures but can also consider setting up a special panel to settle disputes that cannot be resolved by the subject teacher. This panel should consist of at least two members, but excluding the teacher concerned. It should consider justifications provided by all relevant parties and review supporting evidence, re-assess the student if appropriate, and make a judgement within a reasonable time. Cases can be referred to the HKEAA if they cannot be settled within the school. The HKEAA has established procedures for dealing with complaints related to public examinations and will be able to handle cases regarding disputes over SBA results.


K. Repeaters and Private Candidates TOP
1. Can private candidates take the 2007 exam?

Private candidates will continue to be able to take the HKCE English Language Examination. They will not need to complete the SBA component. Their subject mark will be based entirely on their public examination marks and proportionally adjusted, and their certificates will be annotated accordingly.

2. Some schools will admit repeaters or transfer students in S5. Will these students need to take part in the school-based assessment in 2006/07?

If schools decide to submit SBA marks, they need to report S5 marks only for school repeaters and transfer students, who should follow the same SBA programme as the other S5 students in their class. These S5 marks will be proportionately adjusted to 15%.

L. Questions Related to Modifications Made in April 2006 TOP
1. How has the SBA component been modified?

The basic principles behind the design have been retained but there will be more flexibility and less work. There is no need to select two texts from the recommended list, which will be for reference only. Teachers / students can choose any suitable texts based on the text selection criteria provided. The number of texts read / viewed by students has been reduced from four to three, and the number of assessments required from four to two. The assessments can be either group interactions or individual presentations or both, and teachers can choose to conduct group interactions first or individual presentations first during the two years. Schools are given three options regarding the mode of implementation. They can choose to (1) submit SBA marks for feedback and include the marks in the subject result; (2) submit SBA marks for feedback only but not include the marks in the subject result; or (3) not submit SBA marks. If schools choose options 2 or 3, the weighting of the public examination component will be adjusted from 85% to 100%.

2. Can teachers / students still choose texts from the recommended list?

Yes, but after the modification the list will be for reference only. The recommended texts may still be used but any other texts can be chosen according to the text selection criteria provided on page 1 of the Recommended Texts for the SBA Component, which can be accessed on the HKEAA website: www.hkeaa.edu.hk.
3. After modification, students are required to read / view three texts but they need to do only two assessments. Can they read / view only two texts?

Students are required to read / view three texts and can be assessed on any two of the three texts. Alternatively, one of the assessments can be based on two texts.
4. If a school chooses to conduct SBA but not include the marks in the subject result, why does it need to submit SBA marks?

Schools that submit SBA marks will be given feedback on the outcomes of statistical moderation. This information will help teachers better interpret the standards required.
5. When should schools submit 2007 SBA marks to the HKEAA if they choose to do so?

S4 marks should be submitted by September 2006 and S5 marks by March 2007.

TOP
6. Can teachers still conduct two assessments per year and report the best mark?

Yes, schools can choose to do more than the minimum and tailor-make their own assessment plan.